BankRegWire. Dispatch · The Wire Room
Companion to № 02 Desk One · Rules & Guidance · State–Federal

The Two-Track Republic

How the GENIUS Act splits stablecoin supervision between Washington and the states — and the certification machine that keeps the federal keys.

The conclusion, first

Eleven months after enactment, the rulebook has largely arrived — from the OCC, FDIC, NCUA, Treasury, and jointly from FinCEN and OFAC. The decisive question is no longer whether stablecoins are regulated but who regulates them, and whether a state charter can carry an issuer across all fifty.

The Act answers with two tracks over one prudential floor, divided at $10 billion. The state track only opens once a state certifies its regime “substantially similar” and a three-member federal committee unanimously agrees — a gate Treasury only began to operationalize on April 3. One conspicuous gap remains: the Federal Reserve has issued no proposal, the single largest hole in the implementation picture and a live risk to the effective date.

Signed into law
Jul 18 ’25
S.1582, 119th Cong.
State opt-in ceiling
$10B
consolidated outstanding
Certifications due
Jul 18 ’26
then annually
Banking agencies w/ NPRMs
3 of 4
Fed absent
01The architecture

One floor, two doors

Only a “permitted payment stablecoin issuer” (PPSI) may issue a payment stablecoin in the United States. The Act builds two routes to that status — and draws the dividing line at ten billion dollars of outstanding issuance.

The Federal Door

No size ceiling
  • OCC-licensed nonbank issuers — the federal qualified PPSI charter for standalone firms
  • IDI subsidiaries — supervised by the parent bank’s primary federal regulator (Fed, OCC, FDIC, or NCUA)
  • Uninsured national banks & federal branches of foreign banks
  • Foreign issuers (FPSIs) — registered with the OCC under a comparable foreign regime
$10Bthe line

The State Door

Capped at $10B outstanding
  • State qualified PPSIs — nonbank issuers organized under state law
  • Open only under a certified regime found “substantially similar” to the federal framework
  • Supervised by the state payment stablecoin regulator, atop a federal floor
  • Cross $10B and you have 360 days to move federal, win a waiver, or cease net new issuance
02Interactive

Which door is yours?

Answer two or three questions to see the pathway the statute assigns, the supervisor it lands with, and the strings attached. The logic tracks the entity definitions in Sections 2–4 and the agency proposals issued this spring.

Step 1 of 2
What kind of entity wants to issue the stablecoin?
03Federal v. state

Two tracks, line by line

The tracks diverge on eligibility, supervisor, and gateway — but converge on the prudential floor. The dark band is the part of the Act that binds everyone, whichever door they enter.

DimensionFederal trackState track
Eligible issuersIDI subsidiaries (any size), OCC-licensed nonbanks, uninsured national banks, federal branches, registered foreign issuersNonbank issuers organized under state law — only up to $10B consolidated outstanding
Primary supervisorOCC, FDIC, Fed, or NCUA — by charter typeState payment stablecoin regulator (e.g., a state banking department)
Size ceilingNone$10B — then 360-day transition to federal, a waiver, or cease net new issuance
The gatewayAgency licensing & approval (default-approval clocks — FDIC 120 days)State law + the state’s own certification, ratified by a unanimous federal committee
Prudential referenceOCC / FDIC / NCUA implementing rules atop the statuteA regime “substantially similar” to the whole framework; the OCC NPRM is Treasury’s benchmark
The § 4 floorIdentical for both. 1:1 high-quality reserves · 93-day Treasury cap · no rehypothecation · no interest or yield to holders · monthly public reserve disclosure, CEO/CFO certified · timely redemption at par
Staying inContinuous federal supervisionAnnual re-certification. If a state’s certification lapses, its issuers default to federal — regardless of size
ExaminationFederal banking agencyState regulator (Treasury expects exam authority), under federal committee oversight
State MTL preemptionYes — operate across 50 states without money-transmitter licensesNo — SQPSIs remain subject to MTL regimes outside their home state
04The gate

The certification machine

This is the engine room of the state track — and the part Treasury only began to operationalize on April 3. A state cannot declare itself open. It must certify its regime, and a three-member federal committee must unanimously agree before a single state-licensed issuer can rely on it.

Chair
Seat 1
Secretary of the Treasury
Chairs the committee and writes the “substantially similar” principles that govern the test.
Seat 2
Federal Reserve
The Board Chair, or the Vice Chair for Supervision.
Seat 3
FDIC
The Chair of the Corporation.
Unanimous
The Stablecoin Certification Review Committee must agree without dissent that a state regime meets or exceeds the standards of § 4(a). Any one member can hold the door shut — the same unanimity gates any large public company or big-tech issuer.

Two yardsticks, not one

A subtlety with real teeth: the state and the committee are measured against different slices of the Act.

Yardstick A — the state certifies

Substantially similar to the full framework

measured against: the entire Federal regulatory framework

When a state attests, it measures its law against the whole framework — and Treasury’s April proposal sweeps in the OCC’s implementing rules and interpretations as the prudential reference point, not just the statute. A wider, and moving, target.

Yardstick B — the committee reviews

Meets or exceeds § 4(a)

measured against: the standards of § 4(a) only

The committee’s formal veto is anchored to the narrower § 4(a) standards. The gap between the two yardsticks is precisely where contested certifications will be litigated.

Uniform requirements
Must match federal in substance
  • The 1:1 reserve mandate and permissible-asset list
  • The prohibition on interest and yield to holders
  • The rehypothecation ban on reserve assets
  • Insolvency priority for holders’ reserve claims
State-calibrated requirements
State discretion — but cabined
  • Form and procedure of licensing & supervision
  • Examination cadence and methods
  • Capital, liquidity, and risk-management calibration
  • States may go more conservative — but never more permissive than the OCC benchmark
Treasury’s framing

Treasury says it is not federalizing state chartering — states may design their own licensing so long as it is “fair, transparent, and viable.” But by fixing the OCC’s February NPRM as the prudential reference point and allowing states to be stricter but not looser, the proposal hands the OCC a de facto standard-setting role even over state-supervised issuers.

A state charter is no longer a local instrument. Certified, it becomes a nationwide passport — revocable every twelve months.

Two states have already moved. Georgia’s General Assembly passed the Georgia Payment Stablecoin Act on April 2, putting issuer licensing under the Department of Banking and Finance; Florida has enacted its own framework. Both are wagers that an early, clean certification will pull issuers into their charters — the dual-banking competitive dynamic, ported to digital money. As of late May, the committee has certified no state regime, because the standard it would apply is not yet final.

05The common core

The § 4 floor

Whichever door an issuer walks through, these are the prudential terms it lives by — the non-negotiable core the state track must mirror and the agencies are now fleshing out. Tap any row to expand.

Outstanding stablecoins must be backed at least one-to-one by permissible high-quality liquid assets at all times. Reserves must be segregated from operating funds — no commingling — and may not be invested in higher-risk activities such as proprietary trading or lending.
Treasury holdings are limited to a remaining or issued maturity of 93 days or less — a statutory cap, not a regulatory choice. The list runs to cash, Federal Reserve balances, insured deposits, short-dated Treasuries, overnight Treasury-backed repo, and qualifying government money-market funds.
Reserve assets cannot be pledged, lent, reused, or used as collateral — bar narrow liquidity exceptions with regulator approval. The bar directly answers a core failure mode of prior stablecoins, where reserves were encumbered or absent.
Issuers may pay no interest or yield — the line separating a stablecoin from a deposit or a fund. The OCC implements it via a rebuttable presumption reaching affiliate and white-label arrangements. The policy remains contested: an April 8 CEA report estimated repeal would lift bank lending by only ~$2.1B (≈0.02%).
Public monthly reserve reports, examined by a registered public accounting firm and certified by the CEO and CFO under penalty of law. Issuers above $50B in market cap must also publish annual audited financial statements and related-party disclosures.
Codified at 12 U.S.C. § 5910, holders get a priority claim to required reserves in any insolvency, through Bankruptcy Code amendments to §§ 507, 541, and 362. Whether reserves are excluded from the estate or merely elevated in priority is unsettled and will be tested in case law.
A clear, timely redemption policy that the issuer cannot unilaterally suspend in a crisis absent regulatory agreement. The FDIC proposes redemption within two business days. Reserve deposits do not carry pass-through insurance; qualifying tokenized deposits remain deposits.
PPSIs are BSA financial institutions. The April 8 FinCEN/OFAC joint NPRM builds a stand-alone framework in new 31 C.F.R. Part 1033, carves PPSIs out of the money-services-business definition, and reaches nonbank, OCC-licensed, and state-qualified issuers alike.

What can — and cannot — back a coin

The permissible-asset list is narrow by design — in effect a Treasury-and-cash mandate, part of why the Act reads as a structural buyer of short-dated government debt.

Permissible reserves
  • U.S. coins & currency, incl. Federal Reserve notes
  • Balances at a Federal Reserve Bank
  • Demand deposits & insured shares at insured institutions (subject to safety-and-soundness limits)
  • Treasury bills, notes & bonds — 93 days or less
  • Overnight repos backed by short-dated Treasuries
  • Reverse repos & qualifying government money-market funds
  • Tokenized forms of the above (not the repo categories)
Excluded
  • Commercial paper & corporate bonds
  • Treasuries longer than 93 days
  • Foreign sovereign debt
  • Gold & commodities
  • Equities
  • Other crypto / digital assets (beyond tokenized permissible instruments)
  • Yield harvested via securities lending of reserves
06The wire

The rulemaking, tracked

From a one-page statute to a stack of proposals in under a year. The gold nodes are live right now — comment windows still open before they close in June. The oxblood node is the hole: the Fed has filed nothing.

Jul 18, 2025
CongressEnacted
GENIUS Act signed into law
The first comprehensive federal framework for payment stablecoins. Senate 68–30, House 308–122. Starts the clocks: rules in a year, effect in eighteen months.
Sep 2025
TreasuryANPRM · advanced in part
Advance notice — licensing prohibition, safe harbors, nonbank AML
The § 3 licensing-prohibition and safe-harbor piece has not yet advanced to an NPRM; the nonbank-AML strand became the April FinCEN/OFAC rule.
Dec 19, 2025
FDICProposed
Application procedures for IDI-subsidiary issuance
How an FDIC-supervised bank applies to issue through a subsidiary — with default-approval clocks if the agency misses its deadlines. Comment period extended into May.
Feb 11, 2026
NCUAComment closed Apr 13
Credit-union issuance under the IDI-subsidiary pathway
How GENIUS standards — reserves, capital, supervision — map onto federally insured credit unions and their subsidiaries.
Feb 25, 2026
OCCComment closed May 1
The OCC framework — the centerpiece
A 376-page NPRM establishing new 12 C.F.R. Part 15 (amending Parts 3, 6, 8, 19): licensing, reserves, prudential standards, custody, capital, enforcement, and the $10B transition. The OCC regulates federal nonbank and foreign issuers.
Apr 3, 2026
TreasuryComment openCloses Jun 2
The “substantially similar” principles for state regimes
The gateway rule for the entire state track — defining the federal framework, splitting uniform from state-calibrated requirements, fixing the OCC NPRM as the benchmark, and setting how the committee will judge a state. The single most consequential document for state regulators.
Apr 7, 2026
FDICComment ~60 days
FDIC prudential standards & deposit-insurance clarity
Reserves, capital, risk management, two-business-day redemption — plus that reserve deposits get no pass-through insurance and qualifying tokenized deposits are still deposits. Comment runs ~60 days from April 10 FR publication; confirm against the docket.
Apr 8, 2026
FinCEN/OFACComment openCloses Jun 9
Joint AML/CFT & sanctions program rule for issuers
Treats PPSIs as BSA financial institutions via new 31 C.F.R. Part 1033, carves them out of the MSB definition, and requires OFAC sanctions-compliance programs — reaching nonbank, OCC-licensed, and state-qualified issuers. Final rule would take effect 12 months out.
As of May 2026
Federal ReserveAbsent — no NPRM
The Fed has issued no proposal
The Fed is a primary regulator for state-member-bank and holding-company issuers, yet has filed nothing — mirroring its absence from the AML/CFT reform NPRM. Because the effective date runs 120 days after all primary regulators finalize, Fed delay can push the whole framework to the January 2027 backstop.
Jul 18, 2026
StatutoryUpcoming
Final rules due · first state certifications due
The one-year deadline for the primary regulators’ implementing rules — and the date states’ initial “substantially similar” certifications are expected.
Jan 18, 2027
StatutoryUpcoming
Outer-bound effective date
The Act takes effect on the earlier of this date or 120 days after final rules issue.
Jul 2028
StatutoryUpcoming
The DASP cliff
Digital-asset service providers may no longer offer stablecoins from non-compliant issuers — the provision that gives the regime market-wide teeth.
07The open questions

What to watch

The statute is settled; the architecture is not. These are the seams where the federal–state bargain will be tested over the next eighteen months.

The Fed’s silence

The largest near-term structural risk. No NPRM, no announced proposal, and no public explanation — while the effective-date clock cannot start until every primary regulator finalizes. Watch whether a Fed proposal lands before July 18, or the backstop controls.

How wide is the “framework”?

By folding OCC rules and interpretations into the federal benchmark, Treasury sets a target that moves every time the OCC updates a rule. States may find themselves perpetually chasing certification — the central comment-letter fight before June 2.

The two-yardstick gap

States certify against the whole framework; the committee vetoes only against § 4(a). What happens to a regime that satisfies § 4(a) but diverges from an OCC rule? The Act doesn’t say clearly — and that ambiguity is where the first disputes land.

A single-member veto

Unanimity means Treasury, the Fed, or the FDIC can each block a state alone. That concentrates real leverage over the dual-banking balance in three appointees — and raises the odds certification becomes politically contested.

The trust-charter wave

The OCC conditionally approved national trust-bank charters for Circle, Ripple, Paxos, BitGo, and Fidelity Digital Assets (Dec 2025) and Crypto.com (Feb 2026); a World Liberty Financial application is under review. Whether the NBA reaches non-fiduciary “trust” banks built to issue stablecoins is a live, novel question.

The MTL asymmetry

Federal-pathway issuers shed state money-transmitter licensing; state-qualified issuers do not. As an SQPSI scales, that disadvantage — plus the $10B ceiling — pushes it toward the OCC, quietly thinning the state track over time.